Latest in DDQ : ARN De Empanelled with immediate effect ! Big Alert & Warning

Are you monitoring penalties and terminations on ARNs? Mis-selling and DDQ compliance breaches can lead to significant penalties if not managed properly : https://www.amfiindia.com/locate-distributor/list-of-arn-misselling

Recently, the fraud committee f the respective AMC took action on this issue related to Unsuitability and de- empanelled this ARN with immediate effect

Compliance software like FINNSYS NEO helps protect your compliance effectively. Our expert mentor, Mr. Abhinesh Kumar(https://www.linkedin.com/in/abhineshkumar/) , provides valuable training to make your DDQ even better

Important Reading Material and sample letters : https://canva.link/7o74w1l9sp73jbb

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